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Latest Form 4 (Oct 5, 2026): Other (see footnotes) of 10,000 RIV shares, $104.9K.
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| Filed | Company | Transaction | Shares | Value |
|---|---|---|---|---|
| Oct 5, 2026 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | Other (see footnotes) | 10,000 | $104.9K |
| Dec 1, 2025 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) | Other (see footnotes) | 10,000 | $79.4K |
| Oct 20, 2025 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) | Purchase | 30 | $247.93 |
| Oct 14, 2025 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | Other (see footnotes) | 15,000 | $179.3K |
| Jul 21, 2025 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase | 2,000 | $25.1K |
| Jul 18, 2025 | RiverNorth Managed Duration Municipal Income Fund II, Inc. (RFMZ) | Purchase | 2,065 | $26.0K |
| Jul 17, 2025 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase | 2,500 | $31.7K |
| Jul 17, 2025 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase | 1,500 | $19.1K |
| Feb 13, 2023 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Sale | 8,479 | $156.9K |
| May 16, 2022 | RiverNorth Managed Duration Municipal Income Fund II, Inc. (RMMZ) | Grant/Award | 300 | $4.8K |